This article explains what a Global Compliance Operations job description may look like
Global Compliance Operations is a key function within organizations that ensures adherence to regulatory and legal requirements across various regions and countries where the organization operates. The job description for a Global Compliance Operations professional typically includes the following:
- Develop and maintain compliance policies and procedures: The Global Compliance Operations professional is responsible for developing and maintaining compliance policies and procedures that adhere to regulatory and legal requirements across all regions where the organization operates.
- Ensure compliance with regulatory requirements: The Global Compliance Operations professional ensures that the organization complies with regulatory requirements across all regions where it operates, including anti-corruption, anti-bribery, data privacy, and other relevant regulations.
- Conduct compliance training: The Global Compliance Operations professional is responsible for conducting compliance training for employees and third-party vendors to ensure they understand and comply with regulatory and legal requirements.
- Monitor and assess compliance risks: The Global Compliance Operations professional identifies, monitors, and assesses compliance risks, including emerging compliance risks, and provides recommendations to mitigate those risks.
- Conduct compliance investigations: The Global Compliance Operations professional investigates and resolves compliance issues, including allegations of non-compliance or misconduct, and makes recommendations for corrective action.
- Develop and maintain relationships with regulators: The Global Compliance Operations professional develops and maintains relationships with regulators in all regions where the organization operates, including responding to inquiries, inspections, and audits.
- Manage compliance audits: The Global Compliance Operations professional manages compliance audits across all regions where the organization operates, ensuring that the audit process is completed efficiently and effectively.
- Monitor and report on compliance activities: The Global Compliance Operations professional monitors and reports on compliance activities to ensure that the organization remains compliant with regulatory and legal requirements across all regions where it operates.
To be successful in this role, the Global Compliance Operations professional should have excellent analytical and problem-solving skills, strong communication and interpersonal skills, and a deep understanding of regulatory and legal requirements across different regions and countries. They should also have experience in managing compliance programs, conducting investigations, and developing relationships with regulators. Finally, they should be able to work effectively in a fast-paced, global environment and be comfortable working with people from different cultures and backgrounds.